Manager Internal Audit at Financial Service Major, Mumbai

  • 2 - 5 Years
  • Not Mentioned
  • mumbai
  • permanent
  • Chartered Accountant
  • Financial_Services
  • Key Objective of the Job:


    • Ensure timely completion of audits
    • Ensure quality in audits
    • Ensure appropriate documentation in audit working papers

    Major Deliverables: Indicative, not exhaustive


    • Assist in preparation of the Risk Based Internal Audit Plan
    • Conducting a comprehensive audit program including management, system, financial, compliance and operational audits
    • Overall performance of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.
    • Conducting interviews, reviewing documents, developing and administering surveys, composing summary, memos, and preparing working papers.
    • Identification, development and documentation of audit issues and recommendations.
    • Draft internal Audit reports and communicate effectively to management
    • Develops and maintains productive client, staff, management, through individual contacts and group meetings.
    • Knowledge of CAATs and carrying out extensive data analytic techniques (Knowledge of Excel, Idea, ACL, SAP)
    • Pursues professional development opportunities, including internal and external training and professional association memberships, and shares information gained with co-workers
    • Assist in timely completion of internal audits as per the defined process / methodology
    • Provide Audit administration support
    • Assist in preparation for Pre Audit Committee and Audit Committee meetings
    • Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)
    • Compliance with International Professional Practice framework & standards (IPPF)


    Specialized job competencies:

    • Technical Skills (IT and Analytical)
    • Governance, Risk and Compliance
    • Highly refined analytical skills to quickly review and analyze business processes to identify control deficiencies as well as business operating problems and opportunities.
    • Thorough understanding of GAAP, RBI Regulations, and IIA Standards for the Professional Practice of Internal Auditing.
    • Ability to develop and demonstrate the effective use of financial systems and controls to facilitate the execution of risk-based audits


    Educational Qualification:

    • Chartered Accountant and preferably perusing / completed CIA / CISA

    Desired Experience:

    • At least 2-3 Years of experience in the field of Internal Auditing in the BFSI sector (Banking / Non-Banking FIs).


    Other desired attributes:


    • Willingness to travel extensively
    • Strong interpersonal, communication, and team skills, ability to work and communicate effectively with all levels of management and staff
    • Demonstrates leadership and credibility. Capable of generating a high degree of respect and trust, building relationships rapidly with the various operating units and corporate staff.
    • High personal standards and professional ethics with a commitment for excellence
    • Smart, quick, people-oriented, energetic, professionally assertive and having a strong work ethic culture orientation.


Employer Profile :

  • Financial Service Major, mumbai