CA/MBA, 4-8 yrs PQE, Team Lead (Retail Asset Internal Audit) at Banking Major, Mumbai

  • 4 - 8 Years
  • Not Mentioned
  • mumbai
  • permanent
  • Chartered Accountant,MBA
  • Banking
    • Experience in Retail Assets is a must
    • Travelling would be involved.

    Location: Mumbai (Chandivali)


    Additional Requirements:

    2. Visit branches/departments during/post Audit for review and finalization.
    3. Review of audit reports submitted by auditors across business functions .
    4. Discussion of audit observations with Circle Head/Zonal Head/Department Head for Audit reports having serious /critical lapses, where process gaps expose the Bank to risk and reports which would require a downgrade of audit rating.
    5. Review of the compliance from the auditee and recommend for closure of audit file.
    6. Review of UATs/system enhancement/process reviews and recommend for audit certification.
    7. Carrying out special reviews/investigations (if any) assigned by the corporate office.
    8. Recommend for change in processes (as and when warranted and identified during his/her course of Audit review).
    9. Review extant audit procedures basis exceptions identified during Audit review and recommend revision to audit methodology/Scope of review (including revision of Standard Audit Procedures).
    10. Team building/recruitment to ensure the team is staffed as per budget allocated (including conducting of interviews).
    11. Training junior/new members (including class-room and on the job training).
    12. Carry out administrative activities (including approving of leave, conveyance etc.) for auditors.
    13. Responsible for TAT (Audit completion + Report submission for release).
    14. Acting as a back-up to the Zonal Head/Regional Head – Audit.


    1. Candidate should preferably be Commerce Graduate / MBA (Finance) / CA / CA (Intermediate).
    2. Person having knowledge of related areas of operations/RBI guidelines on banking operations would be preferred


    • Should have an analytical bent of mind, meticulous, detailed research oriented approach for root-cause analysis of the problems/issues identified
    • Capable of documenting the Audit observations effectively, communicating with the Auditee in order to bring about corrective action.
    • Advanced knowledge with Microsoft Office Suite (Word, Excel, Power Point).
    • Good written and oral communication skills.
    • A problem solving approach to add value/guidance/support to business/functions to bring operational efficiency/maximize resource utilization
    • Keen attention to detail, self-motivated and inquisitive to learn new areas.
    • Keep self updated with all Regulatory guidelines and key developments in retail assets domain and acquire adequate knowledge.
    • Keep himself/herself updated on the management directives/benchmarks assigned to business/operations unit from time to time.


Employer Profile :

  • Banking Major, mumbai